Alan Ray Tipton

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 06/2021
  Lpl Financial Llc
  Shreveport, LA
• 05/2014 → Present
  Level Four Advisory Services, Llc
  Dallas, TX
• 06/2021 → Present
  Level Four Financial, Llc
  Dallas, TX

Previous Registrations

• 2009-07-10 → 2014-06-13
  Lpl Financial Llc
  Shreveport, LA
  San Diego, CA
  Shreveport, LA
  Shreveport, LA
  Shreveport, LA
• 2008-02-26 → 2009-07-13
  Morgan Keegan & Company, Llc
  Shreveport, LA

Other Businesses

1. 03/06/2015: Level Four Advisory Services, LLC - SEC Registered Investment Advisor, Investment Advisor Representative, Corporate office located at 12400 Coit Road, Suite 700, Dallas TX 75251, Devote 75% of time to this entity during business trading hours. 2.11/15/2018 - Bossier Walkons, LLC - Investment Related - 3010 Airline Dr. Bossier City, LA. 71111-2108 - Business Entity For Tax/Investment Purposes Only - Started 08/26/2016 - 0 Hours Per Month - Passive investor in this restaurant. 3.4/17/2020 - Tipton Wealth Management - DBA: Tipton Wealth Management, LLC - Investment related - At Reported Business Location(s) - DBA for Business Conducted through Level Four - Started 04/01/2020 - 100 Hours Per Month/5 Hours During Securities Trading. 4.6/17/2020 - Magnolia Wealth Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/09/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 5.2/11/2021 - Crescent Capital Management - Investment Related - At Reported Business Location(s) - DBA for business conducted at Level Four, Started 01/13/2021 - 100 Hours Per Month During Securities Trading. 6. 4/29/2015 - Tipton Restaurant, LLC, Not Investment Related - Food Service Industry, Managing Member, Located in Shreveport, LA, Devote 1 hours per month to this entity during securities trading hours. 7. 3/15/2024 - Tipton Investments, LLC, - Current Inactive - Entity started for personal business transactions/investments - Located in Shreveport, LA, Devote 0 time to this entity currently. 8. 01/01/2025 - N10 Holdings, LLC, Land Management, located in Shreveport, LA 71105, work with mother in oil and gas related land management decisions, I do not have custody or control over funds or property in connection with this entity, devote approximately 1 hour per month with no time spend during market hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-25

Other Names

• Alan Tipton