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Dawn Marie May

Affiliated Financial Advisors Inc

Milwaukee, WI

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Current Employers
Affiliated Financial Advisors Inc

2600 North Mayfair Rd. Suite 200, Milwaukee, WI 53226 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-07
  • WI RA
    APPROVED
    Since 2020-12-07

Branch Locations

2600 North Mayfair Rd. Suite 200, Milwaukee, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charter Investment Services, Inc. Milwaukee WI 09/1988 06/2019
Capital Financial Services, Inc. Minot ND 09/1992 06/2019
Calton & Associates, Inc. Milwaukee WI 07/2019 07/2020
Affiliated Financial Advisors Inc. Milwaukee WI 07/2020 Present
Previous Registrations
  • 2019-06-28 → 2020-08-02
    Calton & Associates, Inc.
    West Allis, WI
  • 2017-04-03 → 2019-06-28
    Capital Financial Services, Inc.
    Milwaukee, WI
    Milwaukee, WI
    Minot, ND
Other Businesses

FIXED INSURANCE SALES, AGENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 1992-11-13
  • S65 Uniform Investment Adviser Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    1992-11-13
Other Names
  • Dawn Marie Martin

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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