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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-02 |
Branch Locations
700 Central Ave. Ste 302, St.PEtersburg, FL 33701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Harbor | FL | 05/2004 | 08/2017 |
| Raymond James Financial Services,Inc | St Petrsburg | FL | 08/2017 | 09/2024 |
| Raymond James Financial Services Advisors Inc. | St. Petersburg | FL | 08/2017 | 09/2024 |
| Hummel Wealth Management Llc | St. Petersburg | FL | 01/2018 | Present |
| Lpl Financial Llc | Saint Petersburg | FL | 09/2024 | Present |
1) 09/2024 - Hummel Wealth Management LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / St Petersburg, FL / Start date 01/01/2018 - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-24 |
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