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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-28 |
| TX | RA | APPROVED_RES | 2026-07-28 |
Branch Locations
936 Third Ave, New York, NY 10022 • United States
15 Maiden Ln, New York, NY 10038 • United States
224-04 Union Turnpike, Bayside, NY 11364 • United States
251-31 Northern Blvd, Little Neck, NY 11362 • United States
404 Park Ave S, New York, NY 10016 • United States
254-09 Horace Harding Expwy, Little Neck, NY 11375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2015 | 03/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2015 | 03/2017 |
| Hsbc Bank Usa National Association | New York | NY | 03/2017 | 06/2020 |
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2017 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | 12/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | 12/2023 |
| Unemployed | Rockville Center | NY | 07/2020 | 03/2021 |
| Alure Home Improvements | Commack | NY | 01/2024 | 09/2024 |
| Healthy Basements | Medford | NY | 09/2024 | 01/2025 |
| Citi | New York | NY | 04/2025 | 07/2026 |
| Lpl Financial Llc | Little Neck | NY | 07/2026 | Present |
| Flagstar Bank | Little Neck | NY | 07/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Flagstar Wealth Management - Inv Rel - At Reported Business Location (s) - Start Date :7/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-18 |
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