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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-05 |
| NJ | RA | APPROVED | 2003-07-01 |
Branch Locations
7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Marlton | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marlton | NJ | 11/2016 | Present |
TRUSTEE FOR PARENT'S ILIT; INV. RELATED; CHERRY HILL, NJ; START DATE 1/2018; 0 HRS PER MONTH. POWER OF ATTORNEY FOR MOTHER, INV RELATED, MARLTON, NJ, START 4/1/2024, 1 HOUR PER MONTH, 1 HOUR DURING TRADING. POWER OF ATTORNEY FOR FATHER, INV RELATED, MARLTON, NJ, START 4/1/2024, 4 HOURS PER MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 1992-12-07 |
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