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26 E Center St, Fayetteville, AR 72701-4278 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-06-18 |
| TX | RA | APPROVED | 2024-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc. | Memphis | TN | 11/2006 | 07/2019 |
| B. Riley Wealth Management | Memphis | TN | 07/2019 | 05/2024 |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | 05/2024 |
| Greenwood Gearhart, Inc. | Fayetteville | AR | 06/2024 | Present |
Panther Burn, LLC; Non investment related; 2265 Kimbrough Wood Place Germantown TN 38139; Limited partner, trustee in a family owned farm. Start date 2017; 1 hr/ month devoted, none during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-10 |
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