Richard Jon Robbins

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-05-02

NJ RA
APPROVED

Since 2002-05-02

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Marlton	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Marlton	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Marlton, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Marlton, NJ

Other Businesses

AL-ANON FAMILY GROUPS, INV RELATED, VIRGINIA BEACH, VA, TREASURER, START 7/7/2011, 1 HOUR PER MONTH, ZERO DURING TRADING. | PARK VIEW APTS, LLC; INV RELATED; WIGGINS, CO; 3.2% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL INCOME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-05
S63	Uniform Securities Agent State Law Examination	1992-11-18

S65 Uniform Investment Adviser Law Examination

1992-12-05
S63 Uniform Securities Agent State Law Examination

1992-11-18

View on SEC IAPD