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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
MD RA APPROVED 2021-04-29
  • TX RA
    APPROVED
    Since 2025-11-26
  • MD RA
    APPROVED
    Since 2021-04-29

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

9948 Reisterstown Rd, Owings Mills, MD 21117 • United States

230 Schilling Cir Ste 300, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Timonium MD 10/2013 04/2021
Wells Fargo Clearing Services, Llc Annapolis MD 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-28
S63 Uniform Securities Agent State Law Examination 1993-11-19
  • S66 Uniform Combined State Law Examination
    2012-03-28
  • S63 Uniform Securities Agent State Law Examination
    1993-11-19

View on SEC IAPD

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