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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-28 |
| NH | RA | APPROVED | 2006-01-04 |
Branch Locations
50 Nashua Rd Ste 206, Londonderry, NH 03053-3438 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger | Londonderry | NH | 01/2006 | Present |
1. 11/30/2010 - REAL ESTATE RENTAL, FINANCIAL ADVISORS REALTY, 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-21 |
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