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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-10 |
| ID | RA | APPROVED | 2024-04-09 |
Branch Locations
661 South Rivershore Lane Suite 200, Eagle, ID 83616-5397 • United States
Eagle, ID • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boise | ID | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boise | ID | 11/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boise | ID | 03/2017 | 04/2024 |
| Bank Of America, N.A. | Boise | ID | 05/2017 | 04/2024 |
| Rbc Capital Markets, Llc | Boise | ID | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-22 |
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