Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-19 |
Branch Locations
36-01 31St Ave, Astoria, NY 11106 • United States
1615 Northern Blvd Suite 304, Manhasset, NY 11030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Long Island City | NY | 05/2008 | 11/2022 |
| Woodbury Financial Services Inc | Manhasset | NY | 11/2022 | 01/2024 |
| Osaic Wealth, Inc. | Manhasset | NY | 01/2024 | Present |
1. DATE: 11/28/2022 - ANDREW KEATING POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START ADDRESS: 267 Linden Street, Massapequa Park NY 11762, United States DESCRIPTION: I am a sole prop for securities and fixed insurance business 2. OAKFIELD WEALTH MANAGEMENT POSITION: financial advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 11/23/2022 ADDRESS: 1615 northern blvd, manhasset NY 11030, United States DESCRIPTION: sales and service of securities and insurance products 3. FIS MARKETING POSITION: Financial Advisor NATURE: Annuity Marketing Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2022 ADDRESS: 1930 Veterans Memorial Hwy., Islandia NY 11749, United States DESCRIPTION: I use FIS to process my fixed annuity business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-15 |
Reach out to this advisor