David Edward Stone

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → 01/2025
  Lincoln Financial Advisors Corporation
  San Ramon, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Roseville, CA

Previous Registrations

• 1997-07-08 → 2025-01-24
  Osaic Fa, Inc.
  Roseville, CA
  Sacramento, CA
  Sacramento, CA

Other Businesses

1) STONE CONSULTING GROUP, 1013 GALLERIA BOULEVARD, SUITE 290, ROSEVILLE, CA 95678. CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INCOME INSURANCE, HEALTH SAVINGS ACCOUNTS, FIXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE, LONG-TERM CARE INSURANCE, EQUITY-INDEXED ANNUITIES, AND PREMIUM FINANCING. START DATE: 9/1/1992 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 80 2) STONE CONSULTING GROUP, 1013 GALLERIA BOULEVARD, SUITE290, ROSEVILLE, CA 95678. CATEGORY: LIFETIME SETTLEMENTS INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS FIXED LIFE SETTLEMENTS. START DATE: 6/11/2009 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2 3) David Stone, 1031 Galleria Blvd, Suite 290, Roseville, CA Category: Media Investment-Related: Yes Title: Author Duties: Write book and collect income based on book sales Start Date: 2/2016 Hours per month: 20 Hours per month during trading hours: 0 4) DAVID STONE/PARADISE HAVEN, LLC, 1013 GALLERIA BLVD., SUITE 290, ROSEVILLE, CA CATEGORY: LEGAL ENTITY/FIDUCIARY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED: YES TITLE: OWNER/CO-MANAGER DUTIES: MANAGE FAMILY ASSETS START DATE: 3/2024 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2 5) SIERRA CONSULTING MANAGEMENT GROUP, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2025 ADDRESS: 1013 Galleria Blvd., Suite 290, Roseville CA 95678, United States DESCRIPTION: Acting as the President of the LLC. Management and business oversight. This is our Financial Planning Business. 6) SIERRA CONSULTING GROUP POSITION: Founder/Owner/Advisor NATURE: Sierra Consulting Group is an approved Personal Marketing name we have used since Osaic Wealth purchased Lincoln Financial Advisors. The name of the Personal Marketing name was previously Stone Consulting Group. The structure of this business is currently a Sole Proprietorship. I also submitted an OBA for the creation of an LLC later this year in the name of Sierra Consulting Management Group, LLC which was approved but still shows pending. The personal marketing name of Sierra Consulting Group is what is being marketed to the public. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2024 ADDRESS: 1013 Galleria Blvd.,, Suite 290, Roseville, CA CA 95678, United States DESCRIPTION: Financial Planning and Business Planning for clients of Sierra Consulting Group. Financial wealth management for clients and businesses. I currently act as the general manager for Sierra Consulting Group. I currently own 100% of the business.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant