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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-05
PA RA APPROVED 2025-01-16
MD RA APPROVED 2022-06-02
MT RA APPROVED 2022-04-21
OR RA APPROVED 2022-02-17
WY RA APPROVED 2021-06-23
NC RA APPROVED 2021-01-13
ID RA APPROVED 2020-06-08
NM RA APPROVED 2018-10-19
CA RA APPROVED 2017-07-11
KS RA APPROVED 2017-06-28
VA RA APPROVED 2017-06-26
WA RA APPROVED 2016-08-15
FL RA APPROVED 2016-04-21
UT RA APPROVED 2013-01-10
TX RA APPROVED_RES 2012-11-19
CO RA APPROVED 2001-01-19
  • GA RA
    APPROVED
    Since 2026-03-05
  • PA RA
    APPROVED
    Since 2025-01-16
  • MD RA
    APPROVED
    Since 2022-06-02
  • MT RA
    APPROVED
    Since 2022-04-21
  • OR RA
    APPROVED
    Since 2022-02-17
  • WY RA
    APPROVED
    Since 2021-06-23
  • NC RA
    APPROVED
    Since 2021-01-13
  • ID RA
    APPROVED
    Since 2020-06-08
  • NM RA
    APPROVED
    Since 2018-10-19
  • CA RA
    APPROVED
    Since 2017-07-11
  • KS RA
    APPROVED
    Since 2017-06-28
  • VA RA
    APPROVED
    Since 2017-06-26
  • WA RA
    APPROVED
    Since 2016-08-15
  • FL RA
    APPROVED
    Since 2016-04-21
  • UT RA
    APPROVED
    Since 2013-01-10
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • CO RA
    APPROVED
    Since 2001-01-19

Branch Locations

Pleasant Grove, UT • United States

756 East Winchester Blvd Suite 304, Murray, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Greenwood Village CO 10/2012 03/2020
Park Avenue Securities Llc Greenwood Village CO 10/2012 03/2020
Park Avenue Securities Llc Provo UT 10/2013 11/2021
Guardian Life Insurance Co Of America Provo UT 10/2013 11/2021
Guardian Life Insurance Company Pleasant Grove UT 11/2021 Present
Park Avenue Securities Pleasant Grove UT 11/2021 Present
Guardian Life Insurance Company Murray UT 06/2024 Present
Park Avenue Securities Murray UT 06/2024 Present
  • 10/2012 → 03/2020
    Guardian Life Insurance Co Of America
    Greenwood Village, CO
  • 10/2012 → 03/2020
    Greenwood Village, CO
  • 10/2013 → 11/2021
    Provo, UT
  • 10/2013 → 11/2021
    Guardian Life Insurance Co Of America
    Provo, UT
  • 11/2021 → Present
    Guardian Life Insurance Company
    Pleasant Grove, UT
  • 11/2021 → Present
    Park Avenue Securities
    Pleasant Grove, UT
  • 06/2024 → Present
    Guardian Life Insurance Company
    Murray, UT
  • 06/2024 → Present
    Park Avenue Securities
    Murray, UT
Other Businesses

1. Rock & Roll Band-Play keyboard for a local Rock and Roll Band called The Flashback Brothers LLC Start date: 03/07/2014 Address: 2391 N 1050 W, Pleasant Grove, Utah 84062 8 bus hours per month Not investment related 2. Fixed Insurance outside of Guardian-Fixed Insurance sold outside of Guardian, Start date: 07/16/2020, Address: 756 E. Winchester Street, Suite 304, Murray, Utah 84107, 5 total hours per month; 5 during securities trading hours Investment related, < 10% annual compensation, 3. Personal Representative/Trustee for Sister-in-Law's Trust, Start: 09/26/2023, Address: 2391 N 1050 W, Pleasant Grove, Utah 84062, 0 total hours a month; 0 during securities trading hours, Not investment related, No compensation;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-31
S63 Uniform Securities Agent State Law Examination 1998-08-28
  • S65 Uniform Investment Adviser Law Examination
    1998-12-31
  • S63 Uniform Securities Agent State Law Examination
    1998-08-28
Other Names
  • Randy Bills
  • Randall Thomas Bills

View on SEC IAPD

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