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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-03-05 |
| PA | RA | APPROVED | 2025-01-16 |
| MD | RA | APPROVED | 2022-06-02 |
| MT | RA | APPROVED | 2022-04-21 |
| OR | RA | APPROVED | 2022-02-17 |
| WY | RA | APPROVED | 2021-06-23 |
| NC | RA | APPROVED | 2021-01-13 |
| ID | RA | APPROVED | 2020-06-08 |
| NM | RA | APPROVED | 2018-10-19 |
| CA | RA | APPROVED | 2017-07-11 |
| KS | RA | APPROVED | 2017-06-28 |
| VA | RA | APPROVED | 2017-06-26 |
| WA | RA | APPROVED | 2016-08-15 |
| FL | RA | APPROVED | 2016-04-21 |
| UT | RA | APPROVED | 2013-01-10 |
| TX | RA | APPROVED_RES | 2012-11-19 |
| CO | RA | APPROVED | 2001-01-19 |
Branch Locations
Pleasant Grove, UT • United States
756 East Winchester Blvd Suite 304, Murray, UT 84107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Greenwood Village | CO | 10/2012 | 03/2020 |
| Park Avenue Securities Llc | Greenwood Village | CO | 10/2012 | 03/2020 |
| Park Avenue Securities Llc | Provo | UT | 10/2013 | 11/2021 |
| Guardian Life Insurance Co Of America | Provo | UT | 10/2013 | 11/2021 |
| Guardian Life Insurance Company | Pleasant Grove | UT | 11/2021 | Present |
| Park Avenue Securities | Pleasant Grove | UT | 11/2021 | Present |
| Guardian Life Insurance Company | Murray | UT | 06/2024 | Present |
| Park Avenue Securities | Murray | UT | 06/2024 | Present |
1. Rock & Roll Band-Play keyboard for a local Rock and Roll Band called The Flashback Brothers LLC Start date: 03/07/2014 Address: 2391 N 1050 W, Pleasant Grove, Utah 84062 8 bus hours per month Not investment related 2. Fixed Insurance outside of Guardian-Fixed Insurance sold outside of Guardian, Start date: 07/16/2020, Address: 756 E. Winchester Street, Suite 304, Murray, Utah 84107, 5 total hours per month; 5 during securities trading hours Investment related, < 10% annual compensation, 3. Personal Representative/Trustee for Sister-in-Law's Trust, Start: 09/26/2023, Address: 2391 N 1050 W, Pleasant Grove, Utah 84062, 0 total hours a month; 0 during securities trading hours, Not investment related, No compensation;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-28 |
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