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Richard John Malen

Osaic Wealth, Inc.

Jericho, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-24
  • NY RA
    APPROVED
    Since 2025-01-24

Branch Locations

100 Jericho Quadrangle Suite 120, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corp. Jericho NY 12/2005 01/2025
Osaic Wealth, Inc. Jericho NY 01/2025 Present
  • 12/2005 → 01/2025
    Lincoln Financial Advisors Corp.
    Jericho, NY
  • 01/2025 → Present
    Jericho, NY
Previous Registrations
  • 2021-06-14 → 2025-01-24
    Osaic Fa, Inc.
    Huntington Station, NY
    Jericho, NY
    Syosset, NY
    Jericho, NY
    Jericho, NY
Other Businesses

1) RICHARD MALEN 100 JERICHO QUADRANGLE SUITE 120 JERICHO, NY 11753 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING TRADITIONAL LIFE INSURANCE, ACCIDENT AND HEALTH, DISABILITY, HEALTH SAVINGS ACCOUNT, FIXED ANNUITIES, PREMIUM FINANCING. START DATE: 12/05/2005 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 2) ROBERT MOSES STATE PARK BABYLON, NY 11702 CATEGORY: COMMITTEE MEMBER INVESTMENT-RELATED: NO TITLE: COMMITTEE MEMBER DUTIES: ELECTED OFFICER OF THE JONES BEACH LIFEGUARD CORP. START DATE: 08/11/2009 HOURS PER MONTH: 6 HOURS PER MONTH DURING TRADING HOURS: 2 3) RICHARD MALEN 100 JERICHO QUADRANGLE SUITE 120 JERICHO, NY 11753 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING EQUITY INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE. START DATE: 09/24/2014 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2 4) RICHARD MALEN 100 JERICHO QUADRANGLE SUITE 120 JERICHO, NY 11753 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING FIXED LIFE SETTLEMENTS START DATE: 6/1/2020 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 5) Richard Malen Robert Moses State Park Babylon NY 11712 Category: Retail Service, Employee Investment Related: NO Title: Life Guard Duties: Conduct Life Guard services Start Date: 5/28/2020 Hours per Month: 80 Hours per Month during trading hours: 16 FORM BR update: NO Website: none

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-12
  • S63 Uniform Securities Agent State Law Examination
    1992-10-12
Designations

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