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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Addison TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Addison TX 11/2016 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 11/2017 Present
Previous Registrations
  • 2006-03-10 → 2017-12-08
    Addison, TX
    Fort Worth, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Addison, TX
    Addison, TX
    Garland, TX
    Dallas, TX
    Dallas, TX
    Garland, TX
    Dallas, TX
    Addison, TX
    Dallas, TX
    Dallas, TX
    Addison, TX
    Plano, TX
  • 1999-07-16 → 2006-03-17
    Dallas, TX
Other Businesses

I*3639281 Entity Type: Entity For Profit Name of OBA: Land of the Free Ranch LLC Address: Grand Saline, Texas, 75140 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 12/10/2025 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: I own 50 acres in east Texas and my son Carter and I are putting it in an LLC as directed by my accountant for tax purposes. We plan to offer deer and hog hunting for day or weekend trips. Clear forest, run feeders, run game cameras, maintain hunting blinds, plant food plots.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-14
S63 Uniform Securities Agent State Law Examination 1993-03-16
  • S65 Uniform Investment Adviser Law Examination
    1997-04-14
  • S63 Uniform Securities Agent State Law Examination
    1993-03-16
Other Names
  • John Albert Bakewell
  • John A Bakewell
  • John Bakewell

View on SEC IAPD

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