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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Pearl River | NY | 07/2002 | 09/2025 |
| Hostipal For Special Surgery | New York | NY | 09/2013 | 10/2020 |
| Avantax Advisory Services | Pearl River | NY | 07/2002 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Pearl River | NY | 07/2002 | 07/2025 |
| Cetera Wealth Services, Llc | Pearl River | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ACP Financial Group 41 Oriole St. Pearl River NY 10965 Computer Consulting/Services/Development~Contractor~1/19/2005~80hrs~0hrs~Advise/Administer software 2) ACP Financial Group 41 Oriole St Pear River NY 10965 Tax Preparation/Accounting President~1/6/2010~50hrs~0hrs~Review, Analyze and complete accounting and tax reports 3) EIA POSITION: Financial Service Representative NATURE: Sales of Equity Indexed Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/24/2025 ADDRESS: 41 ORIOLE ST, PEARL RIVER NY 10965, United States DESCRIPTION: Provide information and Make recommendation to Clients about Equity Indexed Annuities if its in their best Interest.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-14 |
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