Michael David Carano

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2001-01-12

RI RA
APPROVED

Since 2001-01-12

Branch Locations

Cranston, RI • United States

14 Hayward Street #2, Cranston, RI 02910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Cranston	RI	12/2000	Present

12/2000 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Cranston, RI

Other Businesses

1. 12/31/2007 - DBA ONLY - CARANO FINANCIAL STRATEGIES - CRANSTON, RI. 2. 4/8/2008 - NON-VARIABLE INSURANCE - CURRENTLY SELL FIXED LIFE PRODUCTS MENTIONED ABOVE WITH VARIOUS VENDORS. - TIME SPENT 10% - CRANSTON, RI 3. 11/17/2021 - No Business Name - Investment Related - 14 Hayward St, Suite 2, Cranston RI 02910 - Real Estate Rental - Start Date: 12/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading - I will rent office space to current LPL rep for his secondary office location.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-02-03
S63	Uniform Securities Agent State Law Examination	1992-11-24

S65 Uniform Investment Adviser Law Examination

1993-02-03
S63 Uniform Securities Agent State Law Examination

1992-11-24