Charles Evans Roe

Current Employers

Employment History

• 04/1995 → 12/2025
  Charlie Potter & Associates, Inc.
  Durham, NC
• 04/2016 → 05/2018
  Kestra Financial Services, Inc.
  Austin, TX
• 05/2018 → 12/2025
  Commonwealth Financial Network
  Waltham, MA
• 05/2018 → 12/2025
  The Potter Financial Group
  Durham, NC
• 01/2026 → Present
  Kestra Investment Services, Llc
  Durham, NC
• 01/2026 → Present
  Kestra Advisory Services, Llc
  Durham, NC

Previous Registrations

• 2018-05-21 → 2025-12-31
  Commonwealth Financial Network
  Waltham, MA
  Durham, NC
• 2016-04-18 → 2018-05-22
  Kestra Advisory Services, Llc
  Durham, NC
• 2002-03-19 → 2016-09-22
  Kestra Investment Services, Llc
  Durham, NC
  Durham, NC

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/1998 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: AGING WELL RETIREMENT SERVICES LLC POSITION: Sole owner NATURE: Entity formed to publish Aging Well is a Family affair. INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/18/2024 ADDRESS: 411 Knotts Valley Lane, Cary NC 27519, United States DESCRIPTION: Manage, publish and account for income & expenses of book. Name: POTTER INSURANCE ASSOCIATES, LLC POSITION: Managing member, co-owner NATURE: buy-sell agreement INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2018 ADDRESS: 1816 Front Street, Suite 220, Durham NC 27705, United States DESCRIPTION: Contribute premiums to a life insurance policy for buy-sell, continuity purposes. Name: CHARLIE POTTER & ASSOCIATES DBA THE POTTER FINANCIAL GROUP POSITION: President, Sole Owner NATURE: Prior DBA in process of termination INVESTMENT RELATED: Yes # OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 04/01/1995 ADDRESS: 1816 Front Street, Suite 220, Durham NC 27705, United States DESCRIPTION: Wind down and terminate this corporation. Name: BFG FINANCIAL ADVISORS POSITION: Lead Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2026 ADDRESS: 16 Greenmeadow Dr., Ste 201, Timonium MD 21093, United States DESCRIPTION: Client meetings & financial planning, business development and support of operations and team members. Name: BROTMAN FINANCIAL GROUP POSITION: Advisor/Shareholder NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/16/2018 ADDRESS: 16 Greenmeadow Dr. Suite 201, Timonium MD 21093, United States DESCRIPTION: Lead Advisor responsibilities which include client meetings, e-mails, phone calls , and training other staff members.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-24
• S63 Uniform Securities Agent State Law Examination
  1992-10-09

Designations

Other Names

• Charles E Roe
• Chip Roe