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Current Employers
Copper Financial

9777 Ridge Drive, Suite 360, Lenexa, KS 66219 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-01-03
TX RA APPROVED 2021-01-07
KS RA APPROVED 2014-05-21
  • MO RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2021-01-07
  • KS RA
    APPROVED
    Since 2014-05-21

Branch Locations

10601 Mission Road Suite 10617, Leawood, KS 66206 • United States

235 E Broadway Avenue, Excelsior Springs, MO 64024 • United States

9777 Ridge Drive, Lenexa, KS 66219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Copper Financial Network Llc Lenexa KS 05/2014 Present
  • 05/2014 → Present
    Copper Financial Network Llc
    Lenexa, KS
Previous Registrations
  • 2013-02-01 → 2014-05-20
    Cuso Financial Services, L.P.
    San Diego, CA
    Kansas City, MO
  • 2006-03-10 → 2013-02-01
    National Planning Corporation
    Las Vegas, NV
    Kansas City, MO
    Los Angeles, CA
  • 2002-08-16 → 2006-03-10
    New England Securities
    Overland Park, KS
  • 2001-10-12 → 2002-08-01
    Sunset Financial Services, Inc.
    Kansas City, MO
Other Businesses

(1) VALUE INVESTMENT PROPERTIES; INVESTMENT-RELATED; 32302 W 231ST, LAWSON, MO 64062; CO-OWNER; BEGAN 1/1/2005. (2) ADAMS RANCH; 32302 W 231ST, LAWSON, MO 64062; DOG BREEDING, FARMING, CATTLE RANCH, OWNER; APPROXIMATELY 80 HOURS PER MONTH. (3) FOSTER CARE/HOST HOME; NOT INVESTMENT-RELATED, 32302 W 231ST, LAWSON, MO 64062; CARE FOR ADULTS WITH DISABILITIES; APPROXIMATELY 100 HOURS PER MONTH. (4) INTERFACE, LLC; NOT INVESTMENT-RELATED; 112 S. THOMPSON AVE., EXCELSIOR SPRINGS, MO 64024; DISABILITY SERVICES; PAYROLL; BEGAN 11/15/2019; APPROXIMATELY 4 HOURS PER MONTH WITH NONE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE RUNNING PAYROLL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-21
S63 Uniform Securities Agent State Law Examination 1994-07-07
  • S66 Uniform Combined State Law Examination
    2001-03-21
  • S63 Uniform Securities Agent State Law Examination
    1994-07-07
Designations

View on SEC IAPD

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