David Alan Carbiener

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-04
CA	RA	APPROVED	2023-05-02

TX RA
APPROVED_RES

Since 2025-12-04
CA RA
APPROVED

Since 2023-05-02

Branch Locations

4949 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

2620 Central Avenue, Mcckinleyville, CA 95519 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Steward Partners Investment Solutions, Llc	Mckinleyville	CA	07/2004	Present
Steward Partners Global Advisory, Llc	Mckinleyville	CA	04/2021	Present
Steward Partners Investment Advisory, Llc	Mckinleyville	CA	05/2023	Present

07/2004 → Present

Steward Partners Investment Solutions, Llc

Mckinleyville, CA
04/2021 → Present

Steward Partners Global Advisory, Llc

Mckinleyville, CA
05/2023 → Present

Steward Partners Investment Advisory, Llc

Mckinleyville, CA

Other Businesses

STEWARD PARTNERS GLOBAL ADVISORY LLC; FINANCIAL SERVICES DBA; WASHINGTON, DC; EMPLOYEE; WEALTH MANAGER; 04/23/2021; 0 HRS/MO; 0 HRS/MO DURING TRADING; NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-30
S63	Uniform Securities Agent State Law Examination	1992-10-01

S66 Uniform Combined State Law Examination

2020-06-30
S63 Uniform Securities Agent State Law Examination

1992-10-01