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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-11-06 |
| LA | RA | APPROVED | 2025-06-30 |
| TX | RA | APPROVED | 2024-04-29 |
| AZ | RA | APPROVED | 2024-03-01 |
| NV | RA | APPROVED | 2024-02-14 |
| CA | RA | APPROVED | 2024-02-12 |
| MI | RA | APPROVED | 2024-02-12 |
| WI | RA | APPROVED | 2024-02-12 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | Las Vegas | NV | 02/2011 | 06/2018 |
| Mass Mutual Life Insurance Company | Las Vegas | NV | 01/2011 | 06/2018 |
| Mutual Of Omaha Investor Services | Los Angeles | CA | 06/2018 | 01/2024 |
| Mutual Of Omaha Insurance Company | Los Angeles | CA | 06/2018 | 01/2024 |
| Guardian Life Insurance Company | Irvine | CA | 01/2024 | Present |
| Park Avenue Securities | Irvine | CA | 01/2024 | Present |
1) Name of OBA - Title/Duties: Insurance products other than those offered through Guardian and its subsidiaries Address: 2875 Michelle Dr, Ste 110, Irvine, CA 92606 Start Date: 01/15/2024 Number of hours per month & number of hours during normal business hours: 10 per month, 10 during normal business hours Investment related or non investment related: Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-04 |
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