Jeffery Paul Sprague

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 01/2002 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Bingham Farms, MI
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Bingham Farms, MI
• 2010-04-09 → 2012-07-02
  First Allied Securities, Inc.
  Bingham Farms, MI
  Bingham Farms, MI

Other Businesses

1) JEFFERY P. SPRAGUE INSURANCE AGENCY, INC.;INSURANCE; START DATE: 6/4/2004 2) ASSET PLANNING STRATEGIES; FA; DBA; START DATE: 01/01/2018; 160 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-22
• S65 Uniform Investment Adviser Law Examination
  2004-10-25
• S63 Uniform Securities Agent State Law Examination
  1992-10-02