Dennis George Scharf

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-07

FL RA
APPROVED

Since 2025-07-07

Branch Locations

Naples, FL • United States

8224 Manchester Road Ste 200, St Louis, MO 63144-2800 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Scharf Tax Service	Brentwood	MO	03/1980	Present
Frahcs Inc	St Louis	MO	08/1985	10/2022
Avantax Investment Services, Inc.	St.LOuis	MO	10/1994	10/2022
Avantax Advisory Services	St.LOuis	MO	10/1996	10/2022
Fiduciary Trust	Brentwood	MO	08/2014	10/2022
Joann H Smith Interim Trust	St Louis	MO	06/2017	10/2022
Fiduciary Trust	St Louis	MO	07/2017	10/2022
Lpl Financial	St Louis	MO	10/2022	Present

03/1980 → Present

Scharf Tax Service

Brentwood, MO
08/1985 → 10/2022

Frahcs Inc

St Louis, MO
10/1994 → 10/2022

Avantax Investment Services, Inc.

St.LOuis, MO
10/1996 → 10/2022

Avantax Advisory Services

St.LOuis, MO
08/2014 → 10/2022

Fiduciary Trust

Brentwood, MO
06/2017 → 10/2022

Joann H Smith Interim Trust

St Louis, MO
07/2017 → 10/2022

Fiduciary Trust

St Louis, MO
10/2022 → Present

Lpl Financial

St Louis, MO

Previous Registrations

1996-07-15 → 2022-11-03

Avantax Advisory Services

St. Louis, MO

Other Businesses

1- 09/2022 / FRAHCS INC (DBA Scharf Tax Service) / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 160 HRS PER Mth & Zero HRS during trading-100-Time Spnt Prcnt / St Louis, MO 2- 09/2022 / Scharf Tax Service / Tax Prep/Accounting/CPA / Investment Related / 160 HRS PER MNTH & 0 HRS During Trading-100 Time Spnt Prcnt / St Louis, MO 3- 09/2022 / Notary / Notary / Investment Related / St Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-08

S63 Uniform Securities Agent State Law Examination

1992-10-08

View on SEC IAPD