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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| FL | RA | APPROVED | 2013-09-30 |
Branch Locations
2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Clearwater | FL | 09/2013 | Present |
1. Chelsea Woods HOA; 2874 Chancery Lane Clearwater, FL 33759; Maintain the HOA adheres to its By-Laws; HOA President; Meet Quarterly Re: HOA Management and make sure All common areas are under the control of the HOA; 05/01/2026; 5hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-16 |
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