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9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-01-12 |
Branch Locations
306 Prosperity Road Suite 101, Knoxville, TN 37923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Maryville | TN | 09/2012 | 01/2021 |
| Geneos Wealth Management Inc | Knoxville | TN | 01/2021 | Present |
| Dba: Prosperity Partners Wealth Management Llc | Knoxville | TN | 01/2021 | Present |
1) DBA:PROSPERITY PARTNERS WEALTH MANAGEMENT LLC business located at branch location. 2) Independent Rep with various carriers for FIXED INSURANCE BUSINESS. 3) ASSOCIATION OF FINANCIAL EDUCATORS-EDUCATOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-30 |
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