Andrea Patricia Carpenter

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 01/2021
  U.S. Bancorp Investments, Inc.
  Maryville, TN
• 01/2021 → Present
  Geneos Wealth Management Inc
  Knoxville, TN
• 01/2021 → Present
  Dba: Prosperity Partners Wealth Management Llc
  Knoxville, TN

Previous Registrations

• 2012-09-28 → 2021-01-08
  U.S. Bancorp Investments, Inc.
  Maryville, TN
  Seymour, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Maryville, TN
  Sevierville, TN
  Townsend, TN
  Knoxville, TN
  Seymour, TN
  Knoxville, TN
  Sevierville, TN
  Knoxville, TN
  Seymour, TN
  Knoxville, TN
• 2006-11-20 → 2012-09-28
  Gwn Securities Inc.
  Alcoa, TN
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Maryville, TN
• 2005-06-30 → 2006-11-24
  American General Securities Incorporated
  Alcoa, TN
  Alcoa, TN

Other Businesses

1) DBA:PROSPERITY PARTNERS WEALTH MANAGEMENT LLC business located at branch location. 2) Independent Rep with various carriers for FIXED INSURANCE BUSINESS. 3) ASSOCIATION OF FINANCIAL EDUCATORS-EDUCATOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-01
• S63 Uniform Securities Agent State Law Examination
  1997-06-30

Designations

• Chartered Financial Consultant

Other Names

• Andrea P Dye