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Erinn Duffy Flanagan

Flanagan Financial Management

Norwich, NY

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Current Employers
Flanagan Financial Management

Norwich, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-24
  • NY RA
    APPROVED
    Since 2021-03-24

Branch Locations

Norwich, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., L.L.C. Cazenovia NY 12/2000 Present
Flanagan Financial Management Norwich NY 05/2013 Present
Other Businesses

2005- 70% OWNER OF BUILDING IN NORWICH, NY: BOOKEEPING, RENTAL INCOME; MANLEY HOUSE ASSOC LLC; non investment related; minimal time devoted per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-24
S63 Uniform Securities Agent State Law Examination 1994-09-15
  • S65 Uniform Investment Adviser Law Examination
    2013-01-24
  • S63 Uniform Securities Agent State Law Examination
    1994-09-15
Other Names
  • Erinn E Duffy
  • Erinn Elizabeth Duffy

View on SEC IAPD

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