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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-02-13
TX RA APPROVED_RES 2014-02-11
  • UT RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED_RES
    Since 2014-02-11

Branch Locations

9665 Sw Allen Blvd Ste 115, Beaverton, OR 97005-4809 • United States

7450 Sw Beveland St Ste 100, Portland, OR 97223-8678 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beaverton OR 09/2005 03/2020
Ameriprise Financial Services, Llc Beaverton OR 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 15395 SW Mallard#105Beaverton OR, ,; Investment-Related; 08/21/2015 / Single Family; 65 Hemenway Street, , Boston, MA, 2115; Investment-Related; 08/15/2024. Business Ownership; Mallard 105 LLC; ; LLC to hold rental real estate property; 7220 SW Montclair Drive Portland OR 97225, ,; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / SMA Holdings, LLC; Member and Manager of LLC; real estate and manage practice related expenses for advisory practice; 9665 SW Allen Blvd, , Beaverton, OR, 97005; Investment-Related; 06/20/2011; 1 to 9 hours per month; 1 to 9 during trading hours / Encore Growth Partners; Co-owner; Manage Ameriprise Business; 7450 SW Beveland Road, Suite 100, Portland, OR, 97223; Not Investment-Related; 12/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; cs27; share of summer cabin; lot 27 Tract C Metolis River Summer Home Area, ,; ; 02/07/2007; 1 to 9 hours per month; / Green Rose LLC; Rental Real Estate; 3240 Collins Street, , Honolulu, HI, 96815; Investment-Related; 12/31/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-27
S63 Uniform Securities Agent State Law Examination 1992-10-05
  • S65 Uniform Investment Adviser Law Examination
    1995-03-27
  • S63 Uniform Securities Agent State Law Examination
    1992-10-05

View on SEC IAPD

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