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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-19 |
| KS | RA | APPROVED | 2020-02-27 |
Branch Locations
10975 Benson Drive Suite 300, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co / Integrated Wealth Strategies | Overland Park | KS | 06/2016 | Present |
| Mml Investors Services, Llc | Overland Park | KS | 06/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-05 |
| S66 | Uniform Combined State Law Examination | 2011-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
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