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Eric Alexander Cardenas

Kingswood Wealth Advisors, LLC

Redondo Beach, CA

CRD 2278954

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Employer firm

Kingswood Wealth Advisors, LLC CRD 288792

$3.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-12
AZ RA APPROVED 2024-03-15
MT RA APPROVED 2024-02-29
NV RA APPROVED 2024-02-27
SC RA APPROVED 2024-02-27
CA RA APPROVED 2024-02-26
TX RA APPROVED 2024-02-26
  • GA RA
    APPROVED
    Since 2024-06-12
  • AZ RA
    APPROVED
    Since 2024-03-15
  • MT RA
    APPROVED
    Since 2024-02-29
  • NV RA
    APPROVED
    Since 2024-02-27
  • SC RA
    APPROVED
    Since 2024-02-27
  • CA RA
    APPROVED
    Since 2024-02-26
  • TX RA
    APPROVED
    Since 2024-02-26

Branch Locations

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Segundo CA 01/2015 11/2016
Wells Fargo Clearing Services, Llc El Segundo CA 11/2016 02/2024
Kingswood Capital Partners Redondo Beach CA 02/2024 Present
Kingswood Wealth Advisors Redondo Beach CA 02/2024 Present
  • 01/2015 → 11/2016
    Wells Fargo Advisors, Llc
    El Segundo, CA
  • 11/2016 → 02/2024
    Wells Fargo Clearing Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Kingswood Capital Partners
    Redondo Beach, CA
  • 02/2024 → Present
    Kingswood Wealth Advisors
    Redondo Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-06
S63 Uniform Securities Agent State Law Examination 1992-10-15
  • S65 Uniform Investment Adviser Law Examination
    1992-11-06
  • S63 Uniform Securities Agent State Law Examination
    1992-10-15

View on SEC IAPD

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