James A Lindner

Current Employers

Employment History

• 06/2003 → 06/2021
  Retirement Strategies, Ltd.
  Dublin, OH
• 07/2012 → 06/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2021 → Present
  Private Client Services
  Louisville, KY
• 07/2012 → Present
  Retirement Strategies, Ltd
  Dublin, OH

Previous Registrations

• 2009-10-21 → 2012-07-06
  Osaic Wealth, Inc.
  Dublin, OH
  Dublin, OH
• 2003-06-24 → 2012-07-03
  Simply Money Advisors
  Dublin, OH
• 2000-01-01 → 2003-06-16
  Osaic Fa, Inc.
  Columbus, OH

Other Businesses

1) Retirement Strategies, Ltd. 5060 Parkcenter Ave, Ste A, Dublin, OH 43017. RIA - Registered Investment Advisor-providing investment advisory services through financial planning and investment portfolio management. President & CEO - company oversight, business development, client meetings. 100 hrs/mo; 90 during trading hrs. 2) Airborne Management, LLC. 5653 Stockton Way, Du9blin, OH 43016. Small airplane ownership and rental to local flying club membership. Partner- support plane preparation, marketing and business development to participant flight club members. 5 hrs/mo; 2 during trading hrs. 3) Golowin Legal, LLC. 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. Elder Law Attorney. U1R Networking Group Member & Sub-lease tenant of Retirement Strategies, ltd. Both located at 5060 Parkcenter Ave, St A, Ohio, 43017. 2 hrs/mo during trading hrs. 4) Independent Insurance Agent. 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. Advising and selling insurance-based solutions. Independent Insurance Agent - advising and implementing insurance based financial solutions. 3 hrs/mo; 3 during trading hrs. 5) RS Tax & Accounting, Inc. 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. RS Tax & Accounting provides tax return preparation and business accounting services to individuals and small businesses. Owner & Board Member - passive owner, does not provide tax or accounting advice or services. 2 hrs/mo; 2 during trading hrs. 6) Under 1 Roof Financial Services Networking Group. Networking group that supports each other's business and clients through non-paid referrals. PI is not shared without authorization. Networking Group Member. 4 hrs/mo; 2 during trading hrs. 7) Central Ohio Professional Education Council (COPEC). 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. Provides free education workshops through to the community without marketing of services by industry expert speak volunteers. President & Co-Founder. Board Member providing oversight of organization and outreach. 20 hrs/mo; 15 during trading hrs. 8) Private Client Services (PCS); Private Client Services (PCS), 2225 Lexington Rd. Louisville, KY 40206; Investment Related. Investment Services.; Broker/Advisor. Manage client accounts and recommend appropriate solutions; June 2021; 20 total hours devoted per month; 15 hours devoted per month during securities trading hours. 9) Capital City Young Aviators (CCYA). 5060 Parkcenter Ave, Ste A. CCYA is a 501C3 non profit organization that provides a new and exciting way to engage at risk youth and provide mentorship and hope. Founder and President.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-03

Designations

Other Names

• Jay A. Lindner