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Smith Advisory CRD 281663
$7.00M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Orinda, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Advisory | Orinda | CA | 09/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-11 |
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