Shelley Maxted

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2021-05-06
TX	RA	APPROVED	2021-05-06

OK RA
APPROVED

Since 2021-05-06
TX RA
APPROVED

Since 2021-05-06

Branch Locations

3420 Nw 135Th St [Satellite], Oklahoma City, OK 73120 • United States

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Oklahoma City	OK	09/2012	11/2016
Wells Fargo Clearing Services, Llc	Oklahoma City	OK	11/2016	05/2021
Wells Fargo Advisors Financial Network, Llc	Oklahoma City	OK	05/2021	Present

09/2012 → 11/2016

Wells Fargo Advisors, Llc

Oklahoma City, OK
11/2016 → 05/2021

Wells Fargo Clearing Services, Llc

Oklahoma City, OK
05/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Oklahoma City, OK

Previous Registrations

2012-09-21 → 2021-05-06

Wells Fargo Clearing Services, Llc

Oklahoma City, OK

Other Businesses

1. 2M2S LLC, INV RELATED, OKLAHOMA CITY, OK, 100% OWNERSHIP, START 4/12/2019, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, RENTAL INCOME PROPERTY.| 2. SMT WEALTH MANAGEMENT LLC DBA AURIC ROAD WEALTH MANAGEMENT, INV RELATED, OKLAHOMA CITY, OK, 100% OWNERSHIP, START 1/6/2021, 40 HOURS PER MONTH, 26 HOURS DURING TRADING, FINET PRACTICE.| 3. OKLAHOMA CITY COMMUNITY FOUNDATION , INV RELATED, OKLAHOMA CITY, OK, INVESTMENT COMMITTEE MEMBER, START 7/1/24, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, RESPONSIBILE FOR INVESTMENT POLICY, MANAGER SELECTION, AND ASSET ALLOCATION.| 4. AURIC ROAD WEALTH MANAGEMENT 401K; INV. RELATED; OKLAHOMA CITY, OK; TRUSTEE; FINET PRACTICE; START 5/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING.| COMMERCIAL RENTAL PROPERTY, INV RELATED, OKALHOMA CITY, OK, 100% OWNERSHIP, START 1/28/25, 4 HRS PER MONTH, 0 HRS DURING TRADING;| GRATITUDE REAL ESTATE LLC; INV RELATED; OKLAHOMAS CITY, OK; LLC; 100% OWNER; START DATE 01/28/2024; 2 HRS PER MONTH, 0 HRS DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-20
S63	Uniform Securities Agent State Law Examination	1992-11-17

S66 Uniform Combined State Law Examination

2012-09-20
S63 Uniform Securities Agent State Law Examination

1992-11-17

Other Names

Shelley Lee Sanders
Shelley Sanders

View on SEC IAPD