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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2004-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Birmingham | AL | 05/2009 | Present |
| Baird Financial Mangement | Birmingham | AL | 11/2004 | Present |
BAIRD FINANCIAL MANAGEMENT, INV RELATED, BIRMINGHAM, AL, 100% OWNERSHIP, START 11/18/2004, 80 HOURS PER MONTH, 4 HOURS DURING TRADING, FINET PRACTICE. SOCIETY OF THE REVOLUTION, INV RELATED, BIRMINGHAM, AL, TREASURER, START 9/1/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, DEPOSIT DUES, PREPARE AND DELIVER TREASURER REPORTS FOR SOCIAL CLUB.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-16 |
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