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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
4900 Buttonwood Crescent Suite 100, Indianapolis, IN 46228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Indianapolis | IN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Indianapolis | IN | 11/2018 | Present |
1. THE OHIO STATE ALUMNI CLUB OF GREATER INDIANAPOLIS POSITION: President NATURE: I am a volunteer for a local Alumni Club INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 4900 Buttonwood Crescent, Suite 100, Indianapolis IN 46228, United States DESCRIPTION: I plan club annual picnic, plan tailgates, game watches, communicate to members, etc... 2. BENEFIT SOLUTIONS US, LLC POSITION: Financial Advisor and Pension Consultant NATURE: LLC taxed as a Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2009 ADDRESS: 4900 Buttonwood Crescent, Suite 100, Indianapolis IN 46228, United States DESCRIPTION: sales/marketing of securities and insurance products 3. BENEFIT SOLUTIONS US, LLC POSITION: Agent,Financial Advisor, Pension Consultant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2009 ADDRESS: 4900 Buttonwood Crescent, Suite 100, Indianapolis IN 46228, United States DESCRIPTION: sales/marketing of fixed annuities and non variable insurance 4. BENEFIT SOLUTIONS FINANCIAL ADVISORS POSITION: Financial Advisor NATURE: LLC taxed as a Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 05/12/2022 ADDRESS: 4900 Buttonwood Crescent, Suite 100, Indianapolis IN 46228, United States DESCRIPTION: sales/marketing of securities and insurance products, financial planning 5. WASHINGTON TOWNSHIP GOP POSITION: Happy Helper Volunteer NATURE: I am a volunteer for the Washington Township GOP. I attend meetings. No compensation, no voting ability, no title. Just a Happy Helper when needed! INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: No business address, Apt, Suite, Bldg. (optional), Indianapolis IN 46228, United States DESCRIPTION: Attend meetings. Provide feedback, provide suggestions on organizing events, print material, distribute flyers to get additional volunteers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-02 |
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