Kirk Leslie Domke

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2019-07-29

WI RA
APPROVED

Since 2019-07-29

Branch Locations

Brookfield, WI • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Brookfield	WI	01/1995	Present
Capital Financial Services, Inc.	Madison	WI	09/2000	07/2019
Calton & Associates, Inc.	Tampa	FL	07/2019	Present

01/1995 → Present

Self Employed

Brookfield, WI
09/2000 → 07/2019

Capital Financial Services, Inc.

Madison, WI
07/2019 → Present

Calton & Associates, Inc.

Tampa, FL

Previous Registrations

2005-08-30 → 2019-07-26

Capital Financial Services, Inc.

Brookfield, WI

Minot, ND

Brookfield, WI

Other Businesses

No. 1) Name of Business: Domke Financial Services. Investment related. Address: 585 Wilson Dr., Brookfield, WI 53005. Nature of Business: DBA for selling insurance and investments. Life insurance, LTC, MFS, and Annuities. Position/Title/Relationship: Owner/President. Start Date: 12/31/1999. Hours per month: 160. Hours per month during Securities trading hours: 2. Duties/Responsibilities: Selling insurance and investments.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-31
S63	Uniform Securities Agent State Law Examination	1992-10-20

S65 Uniform Investment Adviser Law Examination

1998-08-31
S63 Uniform Securities Agent State Law Examination

1992-10-20

Other Names

Kirk L Domke

View on SEC IAPD