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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-30
NY RA APPROVED 2025-09-29
  • NJ RA
    APPROVED
    Since 2025-09-30
  • NY RA
    APPROVED
    Since 2025-09-29

Branch Locations

West Windsor, NJ • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Taipei 04/2010 09/2017
Timessquare Capital Management New York NY 09/2017 02/2023
Bny Mellon Securities Corporation New York NY 04/2023 06/2025
Hsbc Bank Usa, N.A. New York NY 07/2025 Present
Hsbc Securities (Usa) Inc New York NY 09/2025 Present
  • 04/2010 → 09/2017
    Citigroup
    Taipei
  • 09/2017 → 02/2023
    Timessquare Capital Management
    New York, NY
  • 04/2023 → 06/2025
    Bny Mellon Securities Corporation
    New York, NY
  • 07/2025 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 09/2025 → Present
    New York, NY
Other Businesses

1. The name of the other business - Residential rental Property 2. Whether the business is investment-related: No 3. The address of the other business - 18809 Lindenhouse Road, Gaithersburg MD 20879 4. The nature of the other business: Residential rental 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 7/21/2025 8. The approximate number of hours/month you devote to the other business: 0-5 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: Owner 1. The name of the other business - Residential rental Property 2. Whether the business is investment-related: No 3. The address of the other business - 109 Crescent Lane, Schaumburg IL 60193 4. The nature of the other business: Residential rental 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 7/21/2025 8. The approximate number of hours/month you devote to the other business: 0-5 9. The number of hours you devote to the other business during securities trading hours:0 10. Briefly describe your duties relating to the other business: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-29
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S65 Uniform Investment Adviser Law Examination
    2025-09-29
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27
Other Names
  • Huiwen Chou
  • Jenny Chou

View on SEC IAPD

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