Curtis Dene Viggers

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-02-08
CA	RA	APPROVED	2023-12-26

WI RA
APPROVED

Since 2024-02-08
CA RA
APPROVED

Since 2023-12-26

Branch Locations

Claremont, CA • United States

5910 Mineral Point Road, Madison, WI 53705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Claremond	CA	08/2016	09/2016
Newcleus	Yardley	PA	09/2016	09/2023
J Alden Associatees, Inc.	Wayne	PA	10/2016	09/2023
Lpl Financial Llc	Claremont	CA	10/2023	Present
Trustage	Claremont	CA	10/2023	Present

08/2016 → 09/2016

Unemployed

Claremond, CA
09/2016 → 09/2023

Newcleus

Yardley, PA
10/2016 → 09/2023

J Alden Associatees, Inc.

Wayne, PA
10/2023 → Present

Lpl Financial Llc

Claremont, CA
10/2023 → Present

Trustage

Claremont, CA

Other Businesses

1) 10/02/2023 - Cuna Mutual Group Executive Benefit Solutions - TruStage - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 10/02/2023 - TRUSTAGE - Non-Variable Insurance - Selling: whole life, fixed, index and index universal life, disability - Investment related - 80 Hours per month - Start date: 10/2/2023.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-22
S63	Uniform Securities Agent State Law Examination	1992-10-23

S66 Uniform Combined State Law Examination

2023-12-22
S63 Uniform Securities Agent State Law Examination

1992-10-23

Other Names

Curtis D Viggers
Curtis Dene Viggers
Curtis Viggers

View on SEC IAPD