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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| RI | RA | APPROVED | 1999-01-29 |
Branch Locations
127 Congress Street Floor 01, Boston, MA 02110-2511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Boston | MA | 08/1992 | Present |
| Charles Schwab Bank Ssb | Boston | MA | 02/2005 | Present |
Start Date 05-01-19 | Read To Succeed | Board Advisor | Hope, RI | Hours/Month = Less than 20 | I am a board advisor. RTS is a non profit which focuses on encouraging children in three Rhode Island schools to read books.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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