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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Conroe | TX | 09/2000 | Present |
(1) 11/06/2008: NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Starr Financial Group - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 05/31/2011: Ruler Revolution - Business Owner - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - Co-owner. Wife has started a business selling products used in making quilts. - 1% TIME SPENT (3) 07/14/2014: Starr Financial - DBA for LPL Business (entity for LPL business) - Starr Financial - INV REL - START 07/10/2014 - 2125 N Loop 336 W, Suite 130, Conroe, TX 77304 - 100 HR/MO, 8 DURING SECS TRDG HRS (4) 10/27/2014: NO BUSINESS NAME - Other - Ranching and farming - NOT INV REL - START 04/18/2013 - 11690 Rose Road, Conroe, TX 77303 - Ranching and farming to include purchasing and selling livestock. - 20 HR/MO, 2 DURING SECS TRDG HRS (5) 02/09/2022- Starr Financial, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date - 03/01/2022- 150 Hours Per Month/7 Hours During Securities Trading. 6) 11/25/2024- Scott Strategic Investments -DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)- start date 6/28/20247- 180hrs per mth / 8hr during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-03 |
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