Mark Alan Hughes

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 05/2017
  Commonwealth Financial Network
  Waltham, MA
• 05/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, ID

Previous Registrations

• 2003-02-14 → 2017-05-02
  Commonwealth Financial Network
  Columbus, OH

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2017, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) RETIREMENT WEALTH STRATEGIES LLC, 4196 LAET DR COLUMBUS OH, 5/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HR/WK 5 HR/TRADING 3) RETIREMENT WEALTH STRATEGIES LLC, 4196 LAET DR COLUMBUS OH, 5/01/2017, IAR, DBA, INV REL, 20 HR/MO 20 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-11