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6802 Paragon Place Suite 126, Richmond, VA 23230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-11-18 |
Branch Locations
6802 Paragon Place Suite 126, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benefit Fiduciary Group | Richmond | VA | 04/1998 | Present |
| Nfp Securities, Inc. | Richmond | VA | 08/2014 | 09/2016 |
| Kestra Financial Services, Inc. | Austin | TX | 08/2014 | 12/2019 |
| Kestra Financial Services, Inc. | Richmond | VA | 05/2016 | 12/2019 |
| Nfp Advisor Services, Llc | Richmond | VA | 08/2014 | 09/2016 |
Business Name: Spherient Advisors Investment Related: Yes Address: 6802 Paragon Place, Suite 126, Richmond, Virginia 23230. Nature of Business: Insurance Position, Title or Relationship: Partner/Consutant Start Date: 6/28/2018 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Client acquisition, service, business operation Business Name: Spherient Insurance Investment Related: Yes Address: 6802 Paragon Place, Suite 126, Richmond, Virginia 23230. Nature of Business: Insurance Sales Position, Title or Relationship: Insurance Agent Start Date: 6/28/2018 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Client acquisition, service, business operation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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