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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-09-13 |
| ID | RA | APPROVED | 2023-09-13 |
| ME | RA | APPROVED | 2023-09-13 |
| CO | RA | APPROVED | 2023-09-12 |
| MD | RA | APPROVED | 2022-04-21 |
| MT | RA | APPROVED | 2021-08-10 |
| WA | RA | APPROVED | 2020-09-11 |
| NV | RA | APPROVED | 2018-08-28 |
| NC | RA | APPROVED | 2018-04-13 |
| FL | RA | APPROVED | 2017-08-16 |
| HI | RA | APPROVED | 2017-03-16 |
| IL | RA | APPROVED | 2013-11-04 |
| AZ | RA | APPROVED | 2013-09-05 |
| OH | RA | APPROVED | 2012-01-23 |
| IN | RA | APPROVED | 2011-10-21 |
| OR | RA | APPROVED | 2011-01-18 |
| MO | RA | APPROVED | 2009-06-01 |
| CA | RA | APPROVED | 2006-03-22 |
Branch Locations
275 Battery Street Suite 700, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2005 | Present |
1)Lawmatics San Diego, Investor and board member, board meetings once a year, 05/30/2018, one hour per month, 2) Owner/Investement real estate Camp Tatanka, LLC (multiple properties) 3) Landlord Rental Property 4. Trustee/Position of Trust for immediate family member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-02 |
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