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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bos Enterprises, Inc | Omaha | NE | 03/1993 | Present |
| Securities America, Inc. | Omaha | NE | 07/1993 | 06/2024 |
| Metro Community College | Omaha | NE | 04/1996 | Present |
| Securities America Advisors, Inc. | Omaha | NE | 10/1997 | 06/2024 |
| Byron Smith | Omaha | NE | 07/1998 | Present |
| Osaic Wealth, Inc. | Omaha | NE | 06/2024 | Present |
BYRON O SMITH INSURANCE POSITION: Life, Health, Annuities Agent NATURE: INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE 07/1993-LOCATED AT 200 S 31ST AVE, OMAHA, NE 68131. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1993 ADDRESS: 200 S 31st Ave, 4301, Omaha NE 68131 DESCRIPTION: INSURANCE SALES-AGENT BOS ENTERPRISES, INC POSITION: President/CEO, Accountant NATURE: BYRON SMITH, PRESIDENT, ACCOUNTANT & FINANCIAL, BOS ENTERPRISES, INC., 3/1/93 TO PRESENT, OMAHA NE. 25-30% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/1993 ADDRESS: 200 S 31st Ave, 4301, Omaha NE 68131 DESCRIPTION: Tax Preparation and Tax Planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-10 |
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