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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-14
NC RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • NE RA
    APPROVED
    Since 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

200 S 31St Ave Unit 4301, Omaha, NE 68131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bos Enterprises, Inc Omaha NE 03/1993 Present
Securities America, Inc. Omaha NE 07/1993 06/2024
Metro Community College Omaha NE 04/1996 Present
Securities America Advisors, Inc. Omaha NE 10/1997 06/2024
Byron Smith Omaha NE 07/1998 Present
Osaic Wealth, Inc. Omaha NE 06/2024 Present
  • 03/1993 → Present
    Bos Enterprises, Inc
    Omaha, NE
  • 07/1993 → 06/2024
    Securities America, Inc.
    Omaha, NE
  • 04/1996 → Present
    Metro Community College
    Omaha, NE
  • 10/1997 → 06/2024
    Securities America Advisors, Inc.
    Omaha, NE
  • 07/1998 → Present
    Byron Smith
    Omaha, NE
  • 06/2024 → Present
    Omaha, NE
Previous Registrations
  • 1997-10-20 → 2024-06-14
    Securities America Advisors, Inc.
    Omaha, NE
    Omaha, NE
Other Businesses

BYRON O SMITH INSURANCE POSITION: Life, Health, Annuities Agent NATURE: INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE 07/1993-LOCATED AT 200 S 31ST AVE, OMAHA, NE 68131. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1993 ADDRESS: 200 S 31st Ave, 4301, Omaha NE 68131 DESCRIPTION: INSURANCE SALES-AGENT BOS ENTERPRISES, INC POSITION: President/CEO, Accountant NATURE: BYRON SMITH, PRESIDENT, ACCOUNTANT & FINANCIAL, BOS ENTERPRISES, INC., 3/1/93 TO PRESENT, OMAHA NE. 25-30% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/1993 ADDRESS: 200 S 31st Ave, 4301, Omaha NE 68131 DESCRIPTION: Tax Preparation and Tax Planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-24
S63 Uniform Securities Agent State Law Examination 1992-09-10
  • S65 Uniform Investment Adviser Law Examination
    1993-02-24
  • S63 Uniform Securities Agent State Law Examination
    1992-09-10
Designations
Other Names
  • Byron Smith

View on SEC IAPD

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