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Steven Thomas Belloli

LPl Financial LLC

East Lansing, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-12
MI RA APPROVED 2023-04-11
  • TX RA
    APPROVED_RES
    Since 2023-04-12
  • MI RA
    APPROVED
    Since 2023-04-11

Branch Locations

3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 01/2010 04/2023
Spc Ann Arbor MI 01/2010 04/2023
Lpl Financial Llc East Lansing MI 04/2023 Present
  • 01/2010 → 04/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2010 → 04/2023
    Ann Arbor, MI
  • 04/2023 → Present
    East Lansing, MI
Previous Registrations
  • 2010-01-28 → 2023-04-05
    East Lansing, MI
    Ann Arbor, MI
  • 2003-07-15 → 2009-03-26
    Ameriprise Advisor Services, Inc.
    Lansing, MI
    Okemos, MI
    Detroit, MI
    Kalamazoo, MI
    Bloomfield Hills, MI
    Shelby Township, MI
    Flint, MI
    Ann Arbor, MI
    Saginaw, MI
    West Bloomfield, MI
    Grand Rapids, MI
    Livonia, MI
  • 2002-10-17 → 2003-07-10
    Pembroke, MA
Other Businesses

1) 4/2023 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) / Start date 4/2023 - 160 Hrs per month 2) 4/2023 - SVB Lansing / Real Estate Rental / Investment Related / 201 Twin Ponds Dr, Okemos, MI 48864 / 3444 E. Lake Lansing Rd, East Lansing, MI 48823 / Co-Owner / Start date 4/7/2023 - 160 Hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-02
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S65 Uniform Investment Adviser Law Examination
    2000-10-02
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20

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