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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-12 |
| MI | RA | APPROVED | 2023-04-11 |
Branch Locations
3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 01/2010 | 04/2023 |
| Spc | Ann Arbor | MI | 01/2010 | 04/2023 |
| Lpl Financial Llc | East Lansing | MI | 04/2023 | Present |
1) 4/2023 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) / Start date 4/2023 - 160 Hrs per month 2) 4/2023 - SVB Lansing / Real Estate Rental / Investment Related / 201 Twin Ponds Dr, Okemos, MI 48864 / 3444 E. Lake Lansing Rd, East Lansing, MI 48823 / Co-Owner / Start date 4/7/2023 - 160 Hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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