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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Mansfield | TX | 08/2005 | 08/2019 |
| Jpmorgan Securities Llc | Mansfield | TX | 10/2013 | 08/2019 |
| Jp Morgan Chase Bank, N.A. | Midlothian | TX | 08/2019 | Present |
| Jp Morgan Securities Llc | Midlothian | TX | 08/2019 | Present |
Entity Name: Albin Zrile Investment related: Y Address: 1039 DESOTO, TX. Nature of the other business: Rental Property Position/Title/Relationship: Landlord Start Date: 12/06/2010 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Owner of property-rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-09 |
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