Robert L Karp

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → 03/2023
  Wells Fargo Clearing Services, Llc
  New York, NY
• 03/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  New York, NY

Previous Registrations

• 2002-05-15 → 2023-03-09
  Wells Fargo Clearing Services, Llc
  New York, NY
  Southampton, NY
  New York, NY

Other Businesses

RENTAL PROPERTY, INVT RELATED, SOUTHAMPTON, NY, 100% OWNERSHIP, START DATE 8/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.; AKD WEALTH PARTNERS, INV RELATED, NEW YORK CITY, NY, 40% OWNERSHIP, START: 03/20/2023, 5 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE. KARP WM, LLC; INV. RELATED; NEW YORK CITY,NY; 100% OWNERSHIP; START DATE 03/20/2023; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; PASS THROUGH FOR FINET PRACTICE.; TRUSTEE FOR AKD WEALTH PARTNERS 401K, INV RELATED, NEW YORK, NY, START: 5/1/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-29
• S63 Uniform Securities Agent State Law Examination
  1992-11-20

Designations

• Certified Financial Planner