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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-06 |
| NY | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2014-06-06 |
| TX | RA | APPROVED_RES | 2013-09-20 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
1450 Brickell Ave, Floor 16, Miami, FL 33131-3444 • United States
390 Madison Ave, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | Present |
| Terner Stables | Closter | NJ | 11/2018 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2012 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: TERNER STABLES POSITION: OWNER / GENERAL PARTNER START DATE: 11/1/2018 ADDRESS: 68 closter NJ DETAILS: OWNING HORSES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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