Daniel Robert Heenan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-26

TX RA
APPROVED_RES

Since 2023-06-26

Branch Locations

Winchester, MA • United States

11 Water St Ste 2A, Arlington, MA 02476-4814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Woburn	MA	09/2005	03/2020
Ameriprise Financial Services, Llc	Arlington	MA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Woburn, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Arlington, MA

Other Businesses

Business Ownership; EMK Advisors; Only to pay regular monthly office bills; EMK just payes the bills; 11 Water St, , Arlington, MA, 02474; Not Investment-Related; 10/01/2009; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-30

S63 Uniform Securities Agent State Law Examination

1993-08-30

Other Names

Daniel R Heenan
Daniel R Heenan

View on SEC IAPD