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James Ernest Potter

J.P. Morgan Securities LLC

Ortonville, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-22
MI RA APPROVED 2015-09-24
  • TX RA
    APPROVED_RES
    Since 2020-01-22
  • MI RA
    APPROVED
    Since 2015-09-24

Branch Locations

761 South Ortonville Road, Ortonville, MI 48462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ortonville MI 09/2015 Present
Previous Registrations
  • 2009-12-14 → 2015-09-14
    Fifth Third Securities, Inc.
    St. Clair, MI
    Kimball, MI
    Marysville, MI
    Fort Gratiot, MI
  • 2006-03-07 → 2009-12-04
    Chase Investment Services Corp.
    Fort Gratiot, MI
    Port Huron, MI
    Chicago, IL
    Fort Gratiot, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-06
S63 Uniform Securities Agent State Law Examination 1992-11-09
  • S66 Uniform Combined State Law Examination
    2006-03-06
  • S63 Uniform Securities Agent State Law Examination
    1992-11-09
Other Names
  • Jim Potter

View on SEC IAPD

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