James Ernest Potter

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  J.P. Morgan Securities Llc
  Ortonville, MI

Previous Registrations

• 2009-12-14 → 2015-09-14
  Fifth Third Securities, Inc.
  St. Clair, MI
  Kimball, MI
  Marysville, MI
  Fort Gratiot, MI
• 2006-03-07 → 2009-12-04
  Chase Investment Services Corp.
  Fort Gratiot, MI
  Port Huron, MI
  Chicago, IL
  Fort Gratiot, MI

Exams

• S66 Uniform Combined State Law Examination
  2006-03-06
• S63 Uniform Securities Agent State Law Examination
  1992-11-09

Other Names

• Jim Potter