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Diane Searles

Edward Jones

Warrenton, VA

CRD 2275748

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-07
VA RA APPROVED 2020-02-07
  • TX RA
    APPROVED
    Since 2020-02-07
  • VA RA
    APPROVED
    Since 2020-02-07

Branch Locations

28 Blackwell Park Ln Suite 204, Warrenton, VA 20186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vienna VA 08/2018 09/2019
Edward Jones Warrenton VA 10/2014 08/2018
Edward Jones Warrenton VA 12/2019 02/2024
Fauquier County Public Schools Warrenton VA 10/2019 12/2019
Edward Jones St Louis MO 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-20
S63 Uniform Securities Agent State Law Examination 1992-09-10
  • S66 Uniform Combined State Law Examination
    2019-07-20
  • S63 Uniform Securities Agent State Law Examination
    1992-09-10
Other Names
  • Diane George

View on SEC IAPD

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